FSA regulated and Financial checks


Our specialist FSA (Financial Services Authority) service was originally designed for companies active in the Financial Services industry where it states that regulated staff at these companies must be fit and proper persons for the role they perform. The FSA have outlined a number of criteria that must be checked and verified during a vetting procedure. These include:

competence and capability; and
honesty, integrity and reputation;
financial soundness.

We have since expanded our service to include checks that meet full FSA Basic and Enhanced standards, JMLSG (Money Laundering) and both Sarbanes Oxley and PCI compliance. We still offer two levels of service for FSA criteria the basic level for most grades of staff, and the FSA Enhanced for more senior levels of staff.

FSA Level 1

ID Check
Confirmation of previous two addresses and other contact details
Undeclared links
CCJ searches
Bankruptcy search
Notices of correction
Credit referencing
Directorships
CFAS & OFAC searches

Bank of England money laundering
Property Ownership search
Professional memberships
Professional qualifications
Validation of highest educational establishment
CRB Check

This service can be customised with additional searches added, or more in-depth information sought.

FSA Enhanced

ID Check
Confirmation of previous two addresses and other contact details
Undeclared links
CCJ searches
Bankruptcy search
Notices of correction
Credit referencing
Media Achieve search
Directorships
CFAS & OFAC searches
Bank of England money laundering
Property Ownership search
Professional memberships
Professional qualifications
Validation of top three educational establishments
Confirmation of 10 yrs employment
CRB Check

This service can be customised with additional searches added, or more in-depth information sought.

 

PCI Compliance

ID Check
Confirmation of previous two addresses and other contact details
Undeclared links
CCJ searches
Bankruptcy search
Notices of correction
Credit referencing
Criminal Record check

Compliance with section 12.7 of Payment Card Industry Data Security Standards and can be customised with additional searches added, or more in-depth information sought.

Sarbanes Oxley

ID Check
Confirmation of previous two addresses and other contact details
Undeclared links
CCJ searches
Bankruptcy search
Notices of correction
Credit referencing
Directorships
Property Ownership search
Professional memberships
Professional qualifications
Validation of top three educational establishments
Confirmation of 10 yrs employment

This service can be customised with additional searches added, or more in-depth information sought.